Senior Officer, Compliance


Head Office


Risk Management and Compliance

Application deadline: 

October 31, 2021

Job overview

  • Senior Officer, Compliance is responsible for executing the compliance duties and functions, ensuring that effective internal controls are maintained in the Branches.
  • The purpose of this position is to monitor compliance with AML/CFT law and Prakas and other related guidelines.

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Key responsibilities

Compliance With AML &CFT

  • Supervise and provide coaching to the subordinate (Special Grade and Clerk);
  • Assist Head of Department to perform daily, weekly and monthly AML/CFT compliance review for all customers’ transactions of the assigned branches including data/report/information collection from branches, and analyzing branches’ transactions;
  • Immediately report any detected suspicious transactions to Head of Department;
  • Identify any compliance control weaknesses for remedial action by management;
  • Check branch’s compliance of AML/CFT policies and procedures;
  • Conduct due diligence on suspicious transactions;
  • Assist to draft monthly AML/CFT report for assigned branches;
  • Assist to draft the annual risk assessment report on AML & CFT to NBC;
  • Assist in drafting and updating AML & CFT program;
  • Assist to draft the response to the AML & CFT Questionnaire from Correspondent Banks;
  • Conduct the KYC/CDD Questionnaire to Correspondent Banks;
  • Maintain records and documents of AML/CFT review;
  • Fully understand AML/CFT policy and guideline and relevant policies;
  • Act as liaison with branches on AML & CFT issue.

Compliance on NBC’s regulation and law

  • Keep up to date the compliance checklist regarding to the new and change of law or prakas;
  • Conduct quarterly compliance check with NBC’s Law and Regulation for concerned departments;
  • Prepare and draft report for any compliance issues or non-compliance for Head’s review and reported to RMCC;
  • Maintain proper records of NBC compliance review and documents.

Capabilities and experience

  • Bachelor’s degree in Accounting, Finance, CAT, ACCA, or other related field,
  • At least 2 years of relevant experiences,
  • Good commend in written and spoken English,
  • Computer literate, in particular MS-Office application,
  • Maintain a high level of confidentiality,
  • Good communication skill, and pleasant personality,
  • Honesty and hard working.

How to apply

If you would like to apply for this vacancy, email your cover letter and CV to :